時間が経つとともに、CertShikenはより多くの受験生から大好評を博します。弊社のSeries6資料は99％の成功率を持っていますから、我々のFINRAのSeries6練習問題を利用したら、最もよい結果を得ることができます。弊社の練習問題さえ使用すればInvestment Company and Variable Contracts Products Representative Examination (IR)試験の成功までもっと近くなります。

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あなたの利益を保障するために、あなたのSeries6問題集を購入した後、我々はInvestment Company and Variable Contracts Products Representative Examination (IR)対策の一年間の無料更新を提供します。我々の専門家たちは毎日更新を検査していますから、この一年間、もしSeries6問題集が更新されたら、更新されたSeries6問題集は自動的にあなたのメールアドレスに送られます。我々はあなたの持っている商品は最新的のを保証しています。

弊社は多くの受験者たちの愛用するソフト版とオンライン版を提供しています。Series6問題集のソフト版はオンライン版の内容と同じで、真実の試験の雰囲気を感じることができます。ソフト版は復習のパソコンで実行することができて、windowsのみで使用することができます。Investment Company and Variable Contracts Products Representative Examination (IR)問題集のオンライン版はWindows/Mac/Android/iOS対応です。みんなはソフト版とオンラインでSeries6問題を繰り返して操作することができます。

あなたに安心にSeries6問題集を購入させるために、我々は最も安全的な支払手段を提供します。Credit Cardは国際的に最大の安全的な支払システムです。そのほかに、我々はあなたの個人情報の安全性を保証します。弊社の専門家たちのInvestment Company and Variable Contracts Products Representative Examination (IR)問題集への研究は試験の高効率に保障があります。

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Series6試験問題集をすぐにダウンロード：成功に支払ってから、我々のシステムは自動的にメールであなたの購入した商品をあなたのメールアドレスにお送りいたします。（12時間以内で届かないなら、我々を連絡してください。Note：ゴミ箱の検査を忘れないでください。）

FINRA Series6 試験シラバストピック:

FINRA Investment Company and Variable Contracts Products Representative Examination (IR) 認定 Series6 試験問題：

1. Which of the following activities are prohibited by FINRA when a representative is selling shares of a
mutual fund?
I. recommending that a client purchase shares of a mutual fund prior to its ex-dividend date, so that the
client will receive the dividends when they are distributed unless this recommendation is justified by the
specific circumstances of the client
II. telling a client that a mutual fund that has only a contingent deferred sales charge is a no load fund
III. telling a client that the interest he earns on a municipal bond fund will be free from federal taxation
IV. refraining from placing the customer's order promptly in order to profit himself as a result of having
done so

A) I, II, III, and IV
B) II and IV only
C) I, II, and IV only
D) I and III only

2. Which of the following types of securities would not be traded in the over-the-counter market?
I. stock options
II. government bonds
III. corporate bonds
IV. corporate stocks

A) III and IV only
B) I only
C) All of the choices are traded in the over-the-counter market.
D) I and IV only

3. In mid-September, the stock of Oracle (ORCL) is selling for $25.60 a share. Ms. Hedge owns shares of
Oracle and buys a put option on the stock with a strike price of $27 that expires in October for $2.20 per
optioned share. Just prior to expiration, Oracle's stock is selling for $29. Ms. Hedge should:

A) let her option expire worthless.
B) exercise her option and sell Oracle for $29 a share.
C) exercise her option and buy more shares of Oracle for $27 a share.
D) exercise her option and sell Oracle for $27 a share.

4. Which of the following pieces of information may not be contained in a tombstone advertisement under
SEC rules?

A) the name and address of a place where a prospectus can be obtained
B) the type of business in which the issuing firm is engaged
C) the price of the offering
D) the name of the issuer

5. Clem Shyster is a registered representative with a family of mutual funds. A married couple in their 50s
sought his advice about how they should best invest an $80,000 profit that they had received when they
sold a rental property they owned for a number of years. Their investment profile indicated to Clem that
their main investment objective was capital appreciation and that they were willing to accept moderate
levels of risk. Clem advised them to invest $10,000 in eight different growth funds, each of which had a
7 % front-end load. Has Clem violated any securities laws with his recommendation?

A) Yes. Although growth funds provide some amount of capital appreciation, Clem should have
recommended that they spread their money among eight different aggressive growth funds instead, to
achieve even greater capital appreciation.
B) No. Growth funds invest in stocks that are selected to provide the capital appreciation that Clem's
clients need, and an investment in eight such funds will provide them with maximum risk diversification.
C) Yes. There is a lot of overlap of the individual stocks in which growth funds invest, so recommending
that they spread their funds among eight different growth funds has not provided them with significantly
more diversification, and it has cost them more to do so, which will benefit Clem.
D) Yes. Clem should have advised them to invest in funds that had a deferred sales charge instead of a
front-end load.

質問と回答：